UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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(Name of Issuer)
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(Title of Class of Securities)
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(CUSIP Number)
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(Date of Event Which Requires Filing of this Statement)
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1.
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Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only).
RBC Global Asset Management Inc. (“RBC GAM”)
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) ¨
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Canada
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Number of
Shares
Beneficially
Owned by each
Reporting
Rerson With:
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5.
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Sole Voting Power
0
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6.
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Shared Voting Power
16,652,444*
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7.
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Sole Dispositive Power
0
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8.
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Shared Dispositive Power
16,652,444†
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
16,652,444‡
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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11.
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Percent of Class Represented by Amount in Row (9)
5.0%
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12.
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Type of Reporting Person (See Instructions)
FI
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*
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RBC Global Asset Management Inc. and RBC Global Asset Management (U.S.) Inc. may be deemed to share beneficial ownership.
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†
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Please see the first footnote.
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‡
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Please see the first footnote.
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1.
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Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only).
RBC Global Asset Management (U.S.) Inc.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) ¨
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Minnesota
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Number of
Shares
Beneficially
Owned by each
Reporting
Rerson With:
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5.
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Sole Voting Power
0
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6.
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Shared Voting Power
16,652,444*
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7.
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Sole Dispositive Power
0
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8.
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Shared Dispositive Power
16,652,444†
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
16,652,444‡
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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11.
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Percent of Class Represented by Amount in Row (9)
5.0%
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12.
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Type of Reporting Person (See Instructions)
FI
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* |
Please see the first footnote.
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†
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Please see the first footnote.
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‡
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Please see the first footnote.
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(a)
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Name of Issuer
Rio Alto Mining Ltd
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(b)
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Address of Issuer’s Principal Executive Offices
706 – 7th Avenue
Suite 810
Calgary A0T2P 0Z1
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(a)
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Name of Person Filing
1. RBC Global Asset Management Inc.
2. RBC Global Asset Management (U.S.) Inc.
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(b)
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Address of Principal Business Office or, if none, Residence
1. RBC Centre
155 Wellington Street West, Suite 2300
Toronto, Ontario
Canada M5V 3K7
2. 50 South Sixth Street
Suite 2350
Minneapolis, Minnesota 55402
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(c)
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Citizenship
1. Canada
2. Minnesota
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(d)
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Title of Class of Securities
Common Stock
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(e)
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CUSIP Number
76689T104
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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£
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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£
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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£
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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£
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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x
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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£
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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£
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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£
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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£
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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x
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A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
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(k)
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£
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Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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Item 4.
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Ownership
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(a)
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Amount beneficially owned: 16,652,444
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(b)
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Percent of class: 5.0%.
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
0
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(ii)
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Shared power to vote or to direct the vote
16,652,444
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(iii)
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Sole power to dispose or to direct the disposition of
0
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(iv)
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Shared power to dispose or to direct the disposition of
16,652,444
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Item 5.
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Ownership of Five Percent or Less of a Class
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Accounts managed on a discretionary basis by RBC GAM are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from, the sale of such securities.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
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Item 8.
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Identification and Classification of Members of the Group
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Item 9.
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Notice of Dissolution of Group
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Item 10.
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Certification
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RBC GLOBAL ASSET MANAGEMENT INC.
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/s/ Frank Lippa | |||
Signature
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Frank Lippa / Chief Financial Officer
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Name/Title
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RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
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/s/ Carol Kuha
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Signature
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Carol Kuha / Chief Operating Officer | |||
Name/Title
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Exhibit | Exhibit |
A | Joint Filing Agreement |
RBC GLOBAL ASSET MANAGEMENT INC.
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/s/ Frank Lippa | |||
Signature
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Frank Lippa / Chief Financial Officer
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Name/Title
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RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
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/s/ Carol Kuha
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Signature
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Carol Kuha / Chief Operating Officer | |||
Name/Title
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